Dir Supervision - Broker Dealer
Horace Mann · Remote
remote $105k – $148k / year seen live 1 day ago
Job Title: Director, Supervision – Broker Dealer Location: Remote Position Summary Leads the firm's broker-dealer supervisory program, ensuring compliance with FINRA, SEC, and state regulatory requirements. Oversees regional supervisory principals, drives supervisory strategy,
This link goes straight to the employer's greenhouse page. Posted 96 days ago.We last confirmed it was open 1 day ago.