Finra
49 open jobs
Director: Technology - Web Application Firewall (WAF)
The Director is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President. This role leads the strategy, engineering, and operations of enterprise Web
Applyto Director: Technology - Web Application Firewall (WAF) at Finra seen live 18h ago posted 2 days agoEditor, Test Development
The Test Development Editor strengthens the writing quality of content used in FINRA and client exams and continuing education (CE) programs. This individual is responsible for ensuring all exam and CE content uses appropriate style, grammar, and terminology. The editor
Principal Analyst, Financial Disclosure & Trading
The Principal Analyst for Financial Disclosure & Trading in the Ethics and Compliance Office (ECO) is responsible for performing activities intended to ensure the accuracy and timeliness of employee financial disclosures and the detection and resolution of trading violations.
Applyto Principal Analyst, Financial Disclosure & Trading at Finra seen live 18h ago posted 3 days agoInfo Ops Quality Assurance Analyst
Are you a detail-oriented professional with a passion for process improvement and data-driven decision-making? Join FINRA's Information Operations team as a Quality Assurance Analyst, where your work directly supports investor protection and market integrity. In this role,
Senior Principal Strategic Research Analyst, Market Analytics
In support of Regulatory Operations strategic activities, provides overall business management and knowledge discovery for all phases of surveillance strategic and analytical development efforts including thorough knowledge of functions and practices, industry standards and
Applyto Senior Principal Strategic Research Analyst, Market Analytics at Finra seen live 18h ago posted 3 days agoPrincipal Psychometrician
The Principal Psychometrician for Market and Regulatory Services’ Credentialing, Registration, Education & Disclosure (CRED) department provides expert measurement services in support of testing and continuing education programs, ensuring the delivery of valid, reliable
Workday Senior Analyst
The Senior Analyst, HR Technology serves as a subject matter expert for the organization’s Human Resource Information Systems, with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs, Product,
Economist - Markets
The primary duties of this position are to engage in statistical, econometric, and financial analysis projects to evaluate the risks, costs, and impacts of market practices and regulatory alternatives in support of FINRA's mission. Market Structure and Emerging Technology Focus:
Economist - Regulatory Economics
The primary duties of this position are to engage in statistical, econometric, and financial analysis projects to evaluate the risks, costs, and impacts of market practices and regulatory alternatives in support of FINRA's mission. Essential Job Functions: Contribute to and
FINRA Legal Extern, Enforcement (UNPAID) - 2027 SPRING SEMESTER
Legal externs work closely with Enforcement’s attorneys, investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA, or MSRB rules. Externs perform
Applyto FINRA Legal Extern, Enforcement (UNPAID) - 2027 SPRING SEMESTER at Finra seen live 18h ago posted 5 days agoSenior Employee Relations Specialist
Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change? At FINRA, we're looking for a Senior Employee Relations Specialist to bring expertise, integrity, and strategic vision to our
Director, Risk Monitoring
To ensure the implementation and completion of the Risk Monitoring Program for a specific Organizational Business Model or Business Segment through daily management of Risk Monitoring Analysts. Essential Job Functions: Actively supervises the activities of Risk Monitoring
Principal Analyst, Transparency Services Equities - Extended Hours
The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g., FINRA Market Operations, FINRA Client & System Management, etc.) and
Applyto Principal Analyst, Transparency Services Equities - Extended Hours at Finra seen live 18h ago posted 9 days agoStaff Release Engineer
The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards. Essential Job Functions: Implement and support
Senior Analyst, TS Market Operations
The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’s trade reporting facilities including communications with member firms, vendors, exchanges, regulatory organizations and other FINRA departments. This
Senior Analyst, TS Market Operations - Extended Hours
The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRA’s trade reporting facilities including communications with member firms, vendors, exchanges, regulatory organizations and other FINRA departments. This
Applyto Senior Analyst, TS Market Operations - Extended Hours at Finra seen live 18h ago posted 9 days agoSpecialist, Corporate Real Estate
The Specialist, Corporate Real Estate serves as a frontline resource supporting FINRA's hybrid workplace model and facilities operations. Under general direction of the manager, this role supports workspace management with comprehensive facilities coordination to ensure seamless
Director, TS Business Operations
The Director of Business Operations in Transparency Services, is a member of the Department's leadership team, responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on
Senior Systems Administrator/Engineer – Identity and Infrastructure
The Senior Systems Administrator/Engineer – Identity and Infrastructure designs, automates, secures, and supports enterprise identity and hybrid infrastructure services across Azure, AWS, and on-premises environments. The role provides senior-level expertise in Active Directory,
Applyto Senior Systems Administrator/Engineer – Identity and Infrastructure at Finra seen live 18h ago posted 13 days agoSenior HR Associate, Total Rewards
This position is responsible for supporting and administering Total Rewards (Compensation and Benefits) programs and the systems that enable them. The role partners with managers, employees, and HR colleagues to deliver high-quality Total Rewards services, ensure program
Lead Analyst, Technology
Major Purpose: The Lead Analyst will directly manage the business and data analysis activities on one or more complex Market data intake and processing projects. The Lead Analyst will collaborate with upstream data vendors/producers and downstream consumers to contribute toward
Staff Software Engineer - Java
Under general supervision, the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle. Essential Job Functions: Writes code that captures the essential nature of the
Vice President, Strategic and Threat Intelligence
The Vice President, Strategic Intelligence, will be a key member of the Intelligence leadership team, reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible
Applyto Vice President, Strategic and Threat Intelligence at Finra seen live 18h ago posted 23 days agoVice President, Trading and Product Risk Intelligence
The Vice President, Trading and Product Risk Intelligence, will be a key member of the Intelligence leadership team, reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market
Applyto Vice President, Trading and Product Risk Intelligence at Finra seen live 18h ago posted 23 days agoSenior Analyst, Technology - Technology – Workday Finance
We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support, optimize, and evolve our financial systems. This role partners closely with Finance, Accounting, Procurement, and IT teams to translate business requirements into scalable
Applyto Senior Analyst, Technology - Technology – Workday Finance at Finra seen live 18h ago posted 24 days agoPrincipal Software Engineer
Works autonomously having responsibility to deliver on longer term outcomes. Reports directly to a Director or Senior Director. Requires extensive knowledge of multiple/related functional areas and industry practices. Essential Job Functions: Has specialized depth and/or breadth
Associate Director, State Government Affairs
The Associate Director, State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry, delivering actionable intelligence to
Applyto Associate Director, State Government Affairs at Finra seen live 18h agoAssociate Principal Analyst, Advertising Regulation
Independently reviews communications with the public submitted by firms for compliance with FINRA, SEC, MSRB and SIPC advertising rules and regulations. Assists with mentoring staff by monitoring work quality, quantity and timeliness, by providing training and communicating
Applyto Associate Principal Analyst, Advertising Regulation at Finra seen live 18h agoSenior Case Coordinator, Dispute Resolution Mediation
The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate, mediator selection, mediation scheduling/securing location,
Applyto Senior Case Coordinator, Dispute Resolution Mediation at Finra seen live 18h agoSenior Reg Policy Specialist, Regulatory
The Senior Regulatory Policy Specialist provides high quality advice and support to OGC’s Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization, and assists in providing legal and advisory support to
Applyto Senior Reg Policy Specialist, Regulatory at Finra seen live 18h agoPrincipal Analyst, Dispute Resolution Services Training
The Principal Analyst is responsible for creating, maintaining, and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time, customized training for all DRS staff levels on new rules,
Applyto Principal Analyst, Dispute Resolution Services Training at Finra seen live 18h agoDirector, Transparency Services Equities
About the Role This is a rare opportunity to sit at the intersection of financial markets, regulatory policy, and product strategy at one of the most influential organizations in the U.S. securities industry. As Director, Transparency Services — OTC Equities, you will own the
Applyto Director, Transparency Services Equities at Finra seen live 18h agoAnalyst, CAT Helpline
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues.
Applyto Analyst, CAT Helpline at Finra seen live 18h agoLead Identity Access Management (IAM) Engineer/Architect
The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation, develops custom Java-based solutions within SailPoint IdentityIQ, and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and
Principal Analyst, Advertising Regulation
Applyto Principal Analyst, Advertising Regulation at Finra seen live 18h agoSenior Principal Analyst, CAT Business Operations
The Senior Principal Analyst of CAT Business Operations leads strategic initiatives and project delivery for the Consolidated Audit Trail (CAT), a critical regulatory program that ensures market transparency and investor protection. This role defines project milestones, leads
Applyto Senior Principal Analyst, CAT Business Operations at Finra seen live 18h agoPrincipal Analyst, Advertising Regulation
Independently conducts complex analyses of FINRA firms’ communications with the public both independently of, and in conjunction with, other FINRA departments and other regulators. Provides assistance and support to Associate Director, Director, and Senior Director in the areas
Applyto Principal Analyst, Advertising Regulation at Finra seen live 18h agoAnalyst, CAT Helpline
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail (“CAT”) Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues.
Applyto Analyst, CAT Helpline at Finra seen live 18h agoHR Specialist (Workday), People Analytics
The HR Specialist, People Analytics supports workforce reporting and analytics, with responsibility for assisting in Workday reporting development, data quality, and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries,
Applyto HR Specialist (Workday), People Analytics at Finra seen live 18h agoSenior Software Engineer
This position is essential for supporting DIVER, BDSQL, METASTOR & FASTOLA. Under minimal supervision, the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.
Applyto Senior Software Engineer at Finra seen live 18h agoSenior Analyst, TS Market Operations
The Senior Analyst in Market Operations section of Transparency Services conducts reviews and analysis for Over-the-Counter equity securities to identify potential violations of applicable federal securities and FINRA rules and regulations, as well as ensuring market integrity
Applyto Senior Analyst, TS Market Operations at Finra seen live 18h agoAssociate Director / Lead Engineer, GenAI
The Associate Director / Lead Engineer leads a small team of software engineers responsible for designing and delivering the data pipelines, retrieval systems, and knowledge integrations that power a generative AI platform. This role combines technical leadership with people
Applyto Associate Director / Lead Engineer, GenAI at Finra seen live 18h agoSenior Security Engineer
The Senior Security Engineer works under minimal supervision to engineer, administer, and optimize security data pipeline and Zero Trust access platforms. Responsibilities include managing data routing and transformation across cloud and on-prem environments, ensuring pipeline
Applyto Senior Security Engineer at Finra seen live 18h agoSenior Cyber Engagements Lead
About FINRA FINRA (Financial Industry Regulatory Authority) is the largest independent regulator of securities firms doing business in the United States. Our mission is to protect investors and ensure market integrity through effective and efficient regulation. We oversee
Applyto Senior Cyber Engagements Lead at Finra seen live 18h agoLead Software Engineer
We're seeking an experienced lead developer with strong Java development and test lead skills to drive our testing automation strategy across FINRA's enterprise applications. This hands-on role (approximately 40% QA strategy/leadership, 50% automation and test case development,
Applyto Lead Software Engineer at Finra seen live 18h agoLead Product Manager: Graph Solutions
FINRA is seeking an experienced Product Manager to lead the Graph Platform and AI-Graph Integration initiatives. This role will work at the intersection of regulatory operations, data intelligence, and generative AI, partnering with RegOps leadership to transform FINRA from
Applyto Lead Product Manager: Graph Solutions at Finra seen live 18h agoExecutive Vice President, Regulatory Operations - Risk & Intelligence
The Executive Vice President of Risk and Intelligence is a senior executive accountable for the full lifecycle of regulatory risk intelligence at FINRA. Reporting directly to the Chief Regulatory Operations Officer and serving as a principal member of the Senior Leadership Team,
Lead Product Manager - Surveillance
The Lead Product Manager - Surveillance owns the vision and strategy, roadmap, and feature definition for multiple products in the Market Surveillance space. Responsibilities include defining the roadmap as well as planning and managing products and product features through the
Applyto Lead Product Manager - Surveillance at Finra seen live 18h agoSenior Advisor: Market Regulation & Regulatory Service Agreement (RSA)
The Senior Advisor: Market Regulation and Regulatory Service Agreement (RSA), serves as a strategic regulatory advisor and subject matter expert on market structure, market regulation, and Regulatory Services Agreement (RSA) matters. This role provides critical leadership in